強積金中介人常見違規及不當行為
課程資料只提供英文版本。
此課程只限聯會會員參加。
2 IA CPD 時數
2 MPF 核心CPD 時數
Course Outline:
- Common Offences and Misconduct of MPF Intermediaries (MPFIs)
- Forging clients’ signatures and making unauthorized transfer of clients’ MPF
- Impersonating scheme members to obtain their information from MPF trustees
- Asking clients to sign on incomplete forms and failing to keep a record of clients’ instructions
- Providing inaccurate information to clients and using marketing materials which have not been approved by their principal intermediaries
- Enforcement Cases against MPFIs and Other Conduct Issues
- Stepping up of disciplinary actions on serious misconduct of MPFIs
- Highlight on relevant enforcement cases against MPFIs
- False examination records
- Q&A
Speaker:
Annie Leung
Assistant Manager, Supervision Division
Mandatory Provident Fund Schemes Authority
請注意: 本課程將透過 Zoom平台以視像課程形式進行，學員需要使用有視像功能的電腦 / 智能電話，並建議於上課期間使用穩定的網絡系統連結。