Common Offences and Misconduct of MPF Intermediaries (Cantonese)
This webinar is open to HKCIB Members only and will be conducted in Cantonese.
2 IA CPD Hours
2 MPF Core CPD Hours
Course Outline:
- Common Offences and Misconduct of MPF Intermediaries (MPFIs)
- Forging clients’ signatures and making unauthorized transfer of clients’ MPF
- Impersonating scheme members to obtain their information from MPF trustees
- Asking clients to sign on incomplete forms and failing to keep a record of clients’ instructions
- Providing inaccurate information to clients and using marketing materials which have not been approved by their principal intermediaries
- Enforcement Cases against MPFIs and Other Conduct Issues
- Stepping up of disciplinary actions on serious misconduct of MPFIs
- Highlight on relevant enforcement cases against MPFIs
- False examination records
- Q&A
Speaker:
Annie Leung
Assistant Manager, Supervision Division
Mandatory Provident Fund Schemes Authority
Important Note: This webinar will be delivered via Zoom Cloud Meeting and you will require to have a computer either desktop or laptop, Windows/Mac, or a tablet with camera, microphone and speaker for joining the session and a stable internet connection.