強積金中介人操守及強積金制度發展 (2023) (『道德或規例』範疇課程)
課程資料只提供英文版本。
此課程只限聯會會員參加。
2 IA CPD 時數 (『道德或規例』範疇課程)
2 MPFA 核心CPD 時數
Course Outline:
- Findings of Mystery Shopping Programme (MSP) on Selling Practices in respect of TVC
- Background of MSP and key findings of MSP
- Major areas for improvements
- Know-your-client (KYC) procedures
- Explanation of product features and disclosure of risks
- Disclosure of information about monetary and non-monetary benefits to be received
- Recommending products without understanding the customer's circumstances and needs
- Other Conduct Issues about MPFIs
- Safeguard against Dishonest, Criminal or Fraudulent Activities
- Improper unsolicited calls or telephone marketing activities
- Stepping up of disciplinary actions on serious misconduct of MPF intermediaries
- Safeguard against Dishonest, Criminal or Fraudulent Activities
- Updates on eMPF Platform
- Key objectives of eMPF Platform and resulting changes
- Progress of building eMPF Platform
- Impact on MPFIs and recommended actions
- Q&A Session
Speaker:
Mr. Peter Lee, Manager, Supervision, INT Section, Supervision Division,
Mandatory Provident Fund Schemes Authority (MPFA)
Mr. Peter Lee has over 17 years of experience in financial training and regulatory compliance. He has been leading the Intermediaries Training Team in the MPFA for over 13 years. For the past 10 years, he had developed and delivered core CPD courses for over 40,000 MPF practitioners. Prior to joining the MPFA, he was an Investment Products Manager of the Securities and Futures Commission and a Training Manager of Hang Seng Bank Limited.
Mr Lee had graduated from the University of Hong Kong with a degree of Bachelor in Laws (Honours). In addition, he had acquired other professional qualifications, including CFA, CFP and FLMI.
請注意: 本課程將透過 Zoom平台以視像課程形式進行，學員需要使用有視像功能的電腦 / 智能電話，並建議於上課期間使用穩定的網絡系統連結。