Conduct of MPF Intermediaries (MPFIs) and Development of the MPF System (2023) ("ethics or regulations" related) (Cantonese)

This webinar is open to HKCIB Members only and will be conducted in Cantonese.

2 IA CPD Hours (“ethics or regulations” related)
2 MPFA Core CPD Hours

Course Outline:

  • Findings of Mystery Shopping Programme (MSP) on Selling Practices in respect of TVC
    • Background of MSP and key findings of MSP
    • Major areas for improvements
      • Know-your-client (KYC) procedures
      • Explanation of product features and disclosure of risks
      • Disclosure of information about monetary and non-monetary benefits to be received
      • Recommending products without understanding the customer's circumstances and needs
  • Other Conduct Issues about MPFIs
    • Safeguard against Dishonest, Criminal or Fraudulent Activities
      • Improper unsolicited calls or telephone marketing activities
      • Stepping up of disciplinary actions on serious misconduct of MPF intermediaries
  • Updates on eMPF Platform
    • Key objectives of eMPF Platform and resulting changes
    • Progress of building eMPF Platform
    • Impact on MPFIs and recommended actions
  • Q&A Session

 

Speaker: 

Mr. Peter Lee, Manager, Supervision, INT Section, Supervision Division,
Mandatory Provident Fund Schemes Authority (MPFA)

Mr. Peter Lee has over 17 years of experience in financial training and regulatory compliance.  He has been leading the Intermediaries Training Team in the MPFA for over 13 years.  For the past 10 years, he had developed and delivered core CPD courses for over 40,000 MPF practitioners.  Prior to joining the MPFA, he was an Investment Products Manager of the Securities and Futures Commission and a Training Manager of Hang Seng Bank Limited.

Mr Lee had graduated from the University of Hong Kong with a degree of Bachelor in Laws (Honours).  In addition, he had acquired other professional qualifications, including CFA, CFP and FLMI.

 

Important Note: This webinar will be delivered via Zoom Cloud Meeting and you will require to have a computer either desktop or laptop, Windows/Mac, or a tablet with camera, microphone and speaker for joining the session and a stable internet connection. 

Speaker Peter Lee Venue Zoom Read More