Conduct Issues for MPF Intermediaries and the Development of the MPF System (2026)

This webinar is open to HKCIB Members only.

2 IA CPD Hours 
2 MPF Core CPD Hours

 

Course Outline:

Part 1: Development of the MPF System

  1. MPF Statistics Update
  2. Development and reform of the MPF System
    • MPF fund investment
    • Adequacy of retirement savings
    • Regulation and supervision of the MPF industry

Part 2: Conduct Issues of MPF Intermediaries (MPFs)

  1. Use of social media platforms or roadshow marketing activities to promote MPF products and services
    • Guard against MPF fraudulent activities
    • Use of advertising and marketing material
    • Offering rebates, gifts and incentives to clients
  1. Disciplinary sanctions against MPFIs
    • Handling complaints against MPFIs
    • Types of disciplinary orders
  1. Heavy disciplinary sanctions to deter dishonest and fraudulent acts of MPFIs
    • Types of serious misconducts
    • MPFA’s stepping-up of enforcement action
  1. Conduct Requirements of MPFIs
    • Principal Intermediary controls and procedures
    • Role and specified responsibilities of responsible officer
  1. Sharing enforcement cases of MPFIs

 

Q&A Session

 

Speaker: 

Annie Leung
Assistant Manager, Supervision Division
Mandatory Provident Fund Schemes Authority

 

Important Note: This webinar will be delivered via Zoom Cloud Meeting and you will require to have a computer either desktop or laptop, Windows/Mac, or a tablet with camera, microphone and speaker for joining the session and a stable internet connection. 

Speaker Annie Leung Venue Zoom Read More